Brett Shelby Ellis

Nbc Securities, INC.

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Location

201 N. Main St., Sikeston, MO, 63801

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Brett owns a painting/construction business, providing painting services. This requires minimal time and does not occur during trading hours.

Employment History

Current Registrations

Nbc Securities, INC.

June 2024 - Present · 1 yr 8 mos

Nbc Securities, INC.

February 2024 - Present · 2 yrs

Nbc Securities, INC.Broker

February 2024 - Present · 2 yrs

Previous Registrations

Northwestern Mutual Investment Services, LLCBroker

November 2021 - January 2023 · 1 yr 2 mos

State Registrations6 states

ALARFLGAMOTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.