TC
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Thomas Chiswick

5 Years of Experience
Philadelphia, PA
Broker

Thomas Chiswick is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Philadelphia, PA, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1818 Market St Ste 3400, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2023 - Present · 3 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Citizens Securities, INC.
July 2022 - January 2023 · 6 mos
Citizens Securities, INC.Broker
July 2022 - January 2023 · 6 mos
Equitable Advisors, LLC
February 2021 - June 2022 · 1 yr 4 mos
Equitable Advisors, LLCBroker
January 2021 - June 2022 · 1 yr 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.