Ricardo Ulivi is a registered investment advisor at Ulivi Wealth Management, based in Orange, CA, with 2 years of industry experience. Ricardo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 17 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.50% |
Fee schedule is for discretionary accounts. Non-discretionary accounts have a lower fee schedule: First $1,000,000: 1.0% per year; Next $1,000,001 to $3,000,000: 0.80% per year; Next $3,000,001 to $5,000,000: 0.70% per year; Next $5,000,001 to $10,000,000: 0.60% per year; Next $10,000,001 to $25,000,000: 0.50% per year; Over $25,000,001: 0.40% per year. Assets held elsewhere are subject to an additional .10% per year fee, or $100 per month, whichever is larger. The fee schedule is negotiable or may be waived at our discretion.
Fee Estimator
Location
369 South Glassell St., Orange, CA, 92866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Ricardo manages his own real estate properties. This activity is not investment-related.
Employment History
Current Registrations
Ulivi Wealth Management
State Registrations1 state
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