Diane Baccash-Fruchtman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
UBS Financial Services INC.Broker
July 1993 - January 2008 · 14 yrs 6 mos
Prudential Securities IncorporatedBroker
April 1992 - February 1993 · 10 mos
Prudential-Bache Securities INC.Broker
April 1988 - May 1990 · 2 yrs 1 mo
L. F. Rothschild, Unterberg, TowbinBroker
March 1985 - July 1985 · 4 mos
E. F. Hutton & Company INCBroker
October 1981 - December 1984 · 3 yrs 2 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
May 1981 - November 1981 · 6 mos
State Registrations18 states
CACOCTFLGAKYMAMDNCNJNYOHPARITXVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.