Bruce Orenstein
Bruce Orenstein is a registered investment advisor at UBS Financial Services INC., based in Boca Raton, FL, with 45 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
Boca Raton, FL
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2017Regulatory
September 2000Customer Dispute
January 2000Customer Dispute
November 1999Employment Separation After Allegations
September 1999Other Business Activities
Bruce is an adjunct professor at Thomas Aquinas College, dedicating about 10-20% of his time. He also serves as executor of the Estate of Hilda Baren Bruce Orenstein, spending minimal time on this activity, and is a board member at Rutgers Center for Innovation Education.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Diversified Distributors CORP.Broker
American General Capital Planning, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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