Carlos Oliveros
Carlos Oliveros is a registered investment advisor at Amerant Investments, INC., based in Coral Gables, FL, with 4 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,297 clients with $780M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Advisory fees are up to 1.75% annually, charged quarterly based on average daily balances. Fees are negotiable and may reach up to 3% when third-party managers are utilized. A 0.50% annual fee applies to certain sub-advisory services.
Fee Estimator
Location
220 Alhambra Circle, 2nd Floor, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos is a manager at Happy Palm Tree LLC, a company created in April 2024 to hold a real estate property acquired in September 2024, from which he will receive rental income. He will dedicate minimal time during securities trading hours to this investment property.
Employment History
Current Registrations
Amerant Investments, INC.
Amerant Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daisy MontoyaAmerant Investments, INC.
- William Neubauer, CFPComprehensive Money Management Services LLC
- Molly Baumberger, CFPEton Advisors
- Daniel Orona, CFPStonewealth Advisors, LLC
- Katherine Sojo-Trujillo, CFPEvensky & Katz/foldes Wealth Management
- Daniel Lopez, CFAFocus Partners Wealth, LLC