Yong Wang
Yong Wang is a CFP-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 5 years of industry experience. Yong is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 193 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $50.0M | 0.90% |
| $50M+ | 0.90% |
Fixed income accounts generally charged 0.25%. Fees are generally negotiable. Minimum account size is $100,000.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yong supports fixed life insurance product sales and is the Chief Compliance Officer and an Investment Advisor Representative for TransGlobal Advisory, LLC. Yong also works as a specialist for TransGlobal Retirement Services and is a Registered Representative for Globalink Securities, Inc; each of these activities takes about a quarter of his time.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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