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Irving Fallas

J.P. Morgan Securities LLC
4 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Irving Fallas is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 4 years of industry experience. Irving is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

302 West 12th St., New York, NY, 10014

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2025 - Present · 1 yr
J.P. Morgan Securities LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
Advice and Planning Services
May 2023 - September 2025 · 2 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2023 - September 2025 · 2 yrs 4 mos
UBS Financial Services INC.
January 2023 - February 2023 · 1 mo
UBS Financial Services INC.Broker
June 2022 - February 2023 · 8 mos
Morgan StanleyBroker
January 2022 - June 2022 · 5 mos
State Registrations12 states
CACTFLILLAMNNJNYOHSCVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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