Jacquelin Moody
Jacquelin Moody is a CFP-designated registered investment advisor at LPL Financial LLC, based in Toledo, OH, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5746 Park Center Court, Toledo, OH, 43615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jacquelin receives non-variable insurance trails, starting in March 2025. She also uses Momentum Wealth Partners and Beacon Financial as DBAs for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
M1 Capital Management LLC
Park Avenue Wealth Management, LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Park Avenue Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Birchtree Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Financial Services International CORP.Broker
Madison Group Securities INC.Broker
Robert Thomas Securities, INCBroker
North American Financial Group, INC.Broker
Sigma Financial CorporationBroker
Integrated Resources Equity CorporationBroker
Sigma Financial CorporationBroker
Pruco Securities CorporationBroker
Sigma Financial CorporationBroker
E.I. Sales, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.