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Hugh Sloan

Wells Fargo Advisors
44 Years of Experience
Brentwood, TN
2 DisclosuresBroker
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Hugh Sloan is a registered investment advisor at Wells Fargo Advisors, based in Brentwood, TN, with 44 years of industry experience. Hugh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

5005 Maryland Way Ste 125, Brentwood, TN, 37027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Withdrawn
Customer Dispute
August 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
March 2021 - Present · 5 yrs 7 mos
Wells Fargo Advisors
March 2021 - Present · 5 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2014 - March 2021 · 6 yrs 7 mos
Morgan StanleyBroker
August 2014 - March 2021 · 6 yrs 7 mos
UBS Financial Services INC.
March 2009 - August 2014 · 5 yrs 5 mos
UBS Financial Services INC.Broker
March 2009 - August 2014 · 5 yrs 5 mos
Wachovia Securities, LLCBroker
October 1999 - March 2009 · 9 yrs 5 mos
Wachovia Securities, LLC
October 1999 - March 2009 · 9 yrs 5 mos
First Union Capital Markets CORP.Broker
August 1995 - October 1999 · 4 yrs 2 mos
Morgan Keegan & Company, INC.Broker
February 1994 - August 1995 · 1 yr 6 mos
J.C. Bradford & CO.Broker
December 1988 - February 1994 · 5 yrs 2 mos
Progressive Resources, INC.Broker
October 1988 - December 1988 · 2 mos
J.C. Bradford & CO.Broker
December 1982 - February 1994 · 11 yrs 2 mos
J.C. Bradford & CO.Broker
August 1982 - October 1988 · 6 yrs 2 mos
Crc Investments, INC.Broker
May 1982 - July 1982 · 2 mos
Freeman Brothers Investments, INC.Broker
June 1981 - January 1982 · 7 mos
State Registrations29 states
AKALAZCACOCTFLGAILKSKYMAMDMIMSMTNCNJNVOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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