HS
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Hugh Sloan
44 Years of Experience
Brentwood, TN
2 DisclosuresBroker
Hugh Sloan is a registered investment advisor at Wells Fargo Advisors, based in Brentwood, TN, with 44 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
5005 Maryland Way Ste 125, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2006Withdrawn
Customer Dispute
August 1995Settled
Employment History
Current Registrations
Wells Fargo Advisors
March 2021 - Present · 5 yrs 2 mos
Wells Fargo Clearing Services, LLC
March 2021 - Present · 5 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Morgan Stanley
August 2014 - March 2021 · 6 yrs 7 mos
Morgan StanleyBroker
August 2014 - March 2021 · 6 yrs 7 mos
UBS Financial Services INC.
March 2009 - August 2014 · 5 yrs 5 mos
UBS Financial Services INC.Broker
March 2009 - August 2014 · 5 yrs 5 mos
Wachovia Securities, LLC
October 1999 - March 2009 · 9 yrs 5 mos
Wachovia Securities, LLCBroker
October 1999 - March 2009 · 9 yrs 5 mos
First Union Capital Markets CORP.Broker
August 1995 - October 1999 · 4 yrs 2 mos
Morgan Keegan & Company, INC.Broker
February 1994 - August 1995 · 1 yr 6 mos
J.C. Bradford & CO.Broker
December 1988 - February 1994 · 5 yrs 2 mos
Progressive Resources, INC.Broker
October 1988 - December 1988 · 2 mos
J.C. Bradford & CO.Broker
December 1982 - February 1994 · 11 yrs 2 mos
J.C. Bradford & CO.Broker
August 1982 - October 1988 · 6 yrs 2 mos
Crc Investments, INC.Broker
May 1982 - July 1982 · 2 mos
Freeman Brothers Investments, INC.Broker
June 1981 - January 1982 · 7 mos
State Registrations28 states
AKALAZCACOCTFLGAILKSKYMAMDMIMSMTNCNVOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.