Tony Chang is a registered investment advisor at Rockefeller Capital Management, based in Los Altos, CA, with 4 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.
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Fee Structure
RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.
Location
Los Altos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Rockefeller Capital Management
Rockefeller Capital Management
Rockefeller Financial LLC
Rockefeller Financial LLCBroker
State Registrations15 states
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