MK
MK
Marcus Kindley
44 Years of Experience
Greensboro, NC
2 DisclosuresBroker
Marcus Kindley is a registered investment advisor at Intercarolina Financial Services, INC., based in Greensboro, NC, with 44 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 271 clients with $85M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
271 clients
Average Client Portfolio
$315K average
Assets Under Management
$85.4M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3300 Battleground Ave, Suite 400, Greensboro, NC, 27410
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015Settled
Customer Dispute
April 1997Settled
Employment History
Current Registrations
Intercarolina Financial Services, INC.
March 2016 - Present · 10 yrs 7 mos
Intercarolina Financial Services, INC.Broker
July 1987 - Present · 39 yrs 3 mos
Previous Registrations
Global Investor Securities, INC.Broker
August 1986 - May 1987 · 9 mos
Wheat, First Securities, INC.Broker
June 1985 - August 1986 · 1 yr 2 mos
Independence Securities, INC.Broker
June 1981 - July 1985 · 4 yrs 1 mo
State Registrations5 states
CAFLKYNCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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