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Elizabeth Barker

Edward Jones
45 Years of Experience
Lafayette Hill, PA
2 DisclosuresBroker
View SEC Summary
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Elizabeth Barker is a registered investment advisor at Edward Jones, based in Lafayette Hill, PA, with 45 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

630A Germantown Pike, Lafayette Hill, PA, 19444

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Denied
Customer Dispute
January 2014
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
June 2018 - Present · 8 yrs 4 mos
Edward JonesBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLC
October 2007 - July 2018 · 10 yrs 9 mos
RBC Capital Markets, LLCBroker
October 2007 - July 2018 · 10 yrs 9 mos
Commerce Capital Markets, INC.
August 2004 - October 2007 · 3 yrs 2 mos
Commerce Capital Markets, INC.Broker
June 2003 - October 2007 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
October 2000 - June 2003 · 2 yrs 8 mos
First Union Brokerage Services, INC.Broker
May 1998 - October 2000 · 2 yrs 5 mos
Liberty Securities CorporationBroker
November 1996 - May 1998 · 1 yr 6 mos
Eq Financial Consultants, INC.Broker
July 1981 - November 1996 · 15 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1981 - November 1996 · 15 yrs 4 mos
State Registrations19 states
AZCACOCTDEFLGAILKYMDMIMNNJNMNYORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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