Peter Vlachos is a registered investment advisor at Adalta Capital Management LLC, based in New York, NY, with 6 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 75 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 6.00% |
| $500K - $2.5M | 5.00% |
| $2.5M - $5.0M | 4.00% |
| $5M+ | 3.00% |
For equities (i.e., assets not treated as fixed-income investments), the quarterly fee is typically one-quarter of 1.50% of the first $500,000 of market value, 1.25% of the next $2,000,000 of market value, 1.00% of the next $2,500,000 of market value, and 0.75% of the balance of market value in the account. For accounts with fixed-income investments in addition to equities, the fixed-income portion accrues fees at a different quarterly rate, typically one-quarter of 0.40% of the market value of such securities in the account.
Fee Estimator
Location
445 Park Avenue, Suite 16D, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Adalta Capital Management LLC
Previous Registrations
Austin Investment Management INC.
State Registrations1 state
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