Brian Bozzer is a registered investment advisor, based in Peoria, IL, with 4 years of industry experience.
Location
311 SW Water Street, Suite 210, Peoria, IL, 61602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian works as a Retirement Plan Specialist for Guardian Wealth Management Inc., providing retirement planning to clients. This activity takes nearly full-time hours.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2022 - Present · 3 yrs 7 mos
Guardian Wealth Management INC.
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Mwa Financial Services INC.Broker
June 2021 - August 2022 · 1 yr 2 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.