Thomas O'connor
Thomas O'connor is a registered investment advisor at Onedigital, based in Huntersville, NC, with 4 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 19,007 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneDigital charges investment advisory fees based on a percentage of the value of your investments, typically billed quarterly in advance. The annual fee will not exceed 2.00%. Clients can combine accounts within their household to reach higher discount tiers. Fees may be deducted from your account or billed directly. Fees are prorated for new accounts or terminations. OneDigital may recommend third-party asset managers, whose fees are separate.
Location
11330 Vanstory Drive, Ste 114A, Huntersville, NC, 28078
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance broker selling life, disability, and long-term care insurance products from various companies, dedicating a few hours per week to this activity. He also owns Leo Financial Group LLC, created for tax purposes, and spends minimal time on it.
Employment History
Current Registrations
Onedigital
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.