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Karisa Reynolds

3 Years of Experience
Indianapolis, IN
Broker

Karisa Reynolds is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 3 years of industry experience. Karisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 E 96th St Ste 100, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Northwestern Mutual Investment Services,llc
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - March 2023 · 6 mos
First Allied Securities, INC.Broker
July 2022 - September 2022 · 2 mos
State Registrations14 states
AZCACOFLGAIAINMNMONJNVOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Karisa Reynolds - Financial Advisor | TrueAdvisor