TD
TD

Thomas Darilek

43 Years of Experience
Austin, TX
Broker

Thomas Darilek is a registered investment advisor at D.A. Davidson & CO., based in Austin, TX, with 43 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns property in Houston, TX, and leases it for oil and gas royalties and mineral interests. This activity does not present any conflicts of interest.

Employment History
Current Registrations
D.A. Davidson & CO.
October 2021 - Present · 4 yrs 7 mos
D.A. Davidson & CO.Broker
October 2021 - Present · 4 yrs 7 mos
D.A. Davidson & CO.
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Hilltop Securities INC.Broker
April 2013 - November 2021 · 8 yrs 7 mos
Hilltop Securities INC.
April 2013 - November 2021 · 8 yrs 7 mos
Raymond James & Associates, INC.Broker
February 2013 - April 2013 · 2 mos
Raymond James & Associates, INC.
February 2013 - April 2013 · 2 mos
Morgan Keegan & Company, INC.
June 2007 - February 2013 · 5 yrs 8 mos
Morgan Keegan & Company, INC.Broker
June 2007 - February 2013 · 5 yrs 8 mos
Raymond James & Associates, INC.
March 1997 - July 2007 · 10 yrs 4 mos
Raymond James & Associates, INC.Broker
March 1997 - July 2007 · 10 yrs 4 mos
Principal Financial Securities,inc.Broker
June 1987 - April 1997 · 9 yrs 10 mos
Rotan Mosle INC.Broker
September 1985 - June 1987 · 1 yr 9 mos
Schneider, Bernet & Hickman, INC.Broker
March 1983 - February 1985 · 1 yr 11 mos
Thomson Mckinnon Securities INC.Broker
March 1983 - June 1987 · 4 yrs 3 mos
Southwest Securities, INC.Broker
July 1981 - September 1981 · 2 mos
State Registrations16 states
CACODCFLGALAMAMEMINCNMNYOHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Darilek - Financial Advisor | TrueAdvisor