Adam Werthmuller
Adam Werthmuller is a registered investment advisor at Banyan Tree Asset Management, LLC, based in Torrance, CA, with 3 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 47 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $20.0M | 0.50% |
| $20.0M - $50.0M | 0.45% |
| $50.0M - $100.0M | 0.40% |
| $100M+ | 0.40% |
Fees for accounts over $100,000,000 are negotiable. For short sales of fixed income securities, management fees are based on the par amount of bonds sold. For margined positions, fees are based on market value without offsetting debit balances.
Fee Estimator
Location
21250 Hawthorne Blvd, Suite 550, Torrance, CA, 90503-5517
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Banyan Tree Asset Management, LLC
Banyan Tree Securities, LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Philip Albitz, CFPCetera Investment Advisers LLC
- Christian Masariego, CFPCharles Schwab & CO., INC.
- Ryan Serrecchia, CFPEp Wealth Advisors
- Stephen Knadle, CFAEp Wealth Advisors
- Diana Law, CFP
- James Holden, CFPEp Wealth Advisors