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Ralph Lassa

2 Years of Experience
Fort Atkinson, WI
Broker

Ralph Lassa is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Atkinson, WI, with 2 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

70 N Main Street, Fort Atkinson, WI, 53538

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ralph works as a wealth advisor for Premier Bank in the Wealth Management & Trust Department. He provides investment advice, financial planning, and retirement planning services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Thrivent Investment Management INC.
September 2021 - October 2022 · 1 yr 1 mo
Thrivent Investment Management INC.Broker
August 2021 - October 2022 · 1 yr 2 mos
State Registrations2 states
COWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.