John Cook is a registered investment advisor, based in Tuscaloosa, AL, with 44 years of industry experience.
Location
100 Towncenter Blvd., Suite 201, Tuscaloosa, AL, 35406
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2010Settled
Customer Dispute
April 2010Denied
Other Business Activities
John is an independent contractor and financial advisor with Warrior Investment Group since January 2024. This takes about half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - September 2021 · 8 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - September 2021 · 8 yrs 7 mos
Morgan Keegan & Company, INC.Broker
February 2001 - February 2013 · 12 yrs
Painewebber IncorporatedBroker
August 2000 - February 2001 · 6 mos
Morgan Keegan & Company, INC.
July 1998 - February 2013 · 14 yrs 7 mos
J.C. Bradford & CO.Broker
August 1981 - August 2000 · 19 yrs
State Registrations3 states
ALMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.