Kody Klumb
Kody Klumb is a registered investment advisor at Cetera Investment Advisers LLC, based in Marinette, WI, with 4 years of industry experience. Kody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2035 Marinette Ave, Marinette, WI, 54143
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kody is an insurance agent selling life, health, disability, annuities, and long-term care through fixed insurance with various companies and Marinette Insurance and Financial Services LLC. These activities take about 60% of Kody's time and occur during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
State Registrations3 states
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