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ChFC
GK
ChFC

Glen Kim

Independent Financial Group, LLC
3 Years of Experience
Seattle, WA
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Glen Kim is a ChFC-designated registered investment advisor at Independent Financial Group, LLC, based in Seattle, WA, with 3 years of industry experience. Glen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

155 NE 100th St, Ste 403, Seattle, WA, 98125

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2026
Final
Financial
March 2026
Final
Financial
June 2025
Final
Financial
May 2025
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Glen uses U&T Financial, Inc. as a DBA for marketing purposes to provide insurance services, dedicating about 10-20% of his time. He also works as an independent contractor selling property and casualty insurance, spending a few hours per week, and uses GK Insurance Agency LLC for tax reporting purposes.

Employment History
Current Registrations
Independent Financial Group, LLC
July 2023 - Present · 3 yrs 3 mos
Independent Financial Group, LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Nylife Securities LLCBroker
February 2023 - July 2023 · 5 mos
Equitable Advisors, LLC
August 2022 - September 2022 · 1 mo
Equitable Advisors, LLCBroker
June 2022 - September 2022 · 3 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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