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Mark Schwendeman

Valmark Advisers, INC.
44 Years of Experience
Marietta, OH
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Mark Schwendeman is a registered investment advisor at Valmark Advisers, INC., based in Marietta, OH, with 44 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 14,890 clients with $10B in assets under management.

Valmark Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
293 advisors
Number of Clients
14,890 clients
Average Client Portfolio
$683K average
Assets Under Management
$10.2B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.95%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Other programs have different fee structures, such as the American Funds F-2 program at a flat 1.00% and fee-based annuities/life insurance capped at 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

109 Putnam Street, Marietta, OH, 45750

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Settled
Customer Dispute
September 2003
Denied
Customer Dispute
July 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is involved in several business activities, including real estate ownership, an independent insurance agency (Schwendeman Agency, Inc.), and other ventures like a human resources outsourcing company and a management company. He also dedicates time to community organizations and economic development, and his insurance agency is exploring partnerships with healthcare providers, potentially earning him commissions.

Employment History
Current Registrations
Valmark Advisers, INC.
December 2009 - Present · 16 yrs 10 mos
Valmark Securities, INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
New England Securities Corporation
January 2006 - April 2009 · 3 yrs 3 mos
New England SecuritiesBroker
October 2004 - April 2009 · 4 yrs 6 mos
Sii Investments, INC.Broker
October 1998 - October 2004 · 6 yrs
Washington Square Securities, INC.Broker
February 1998 - October 1998 · 8 mos
New England SecuritiesBroker
April 1988 - December 1997 · 9 yrs 8 mos
Travelers Equities Sales, INC.Broker
March 1986 - May 1988 · 2 yrs 2 mos
The Mutual Life Insurance Company of New YorkBroker
September 1981 - April 1986 · 4 yrs 7 mos
Mony Securities CORP.Broker
September 1981 - April 1986 · 4 yrs 7 mos
State Registrations14 states
CACOFLKYMDMONCNVOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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