Alexander Richmond
Alexander Richmond is a registered investment advisor at Sowell Management, based in Little Rock, AR, with 4 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.
Fee Estimator
Location
8221 Ranch Blvd, Suite A-1, Office #9, Little Rock, AR, 72223
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alexander is a licensed insurance producer in Arkansas since 2020, authorized to sell various insurance policies, dedicating minimal time to this activity. He also works at Waire Farms, a family farm, spending about 10-20% of his time assisting with records and meetings.
Employment History
Current Registrations
Sowell Management
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brandon Grable, CFPSowell Management
- Lawrence Watts, CFASowell Management
- John Kornet, CFPNaviter Wealth, LLC
- Bradley Smith, CFPCaprock Wealth Management
- Alvin Rogers, CFPFinancial Legacy Management, Nc.
- Eric Miller, CFAWells Fargo Advisors