Jeffrey Locke is a CFP-designated registered investment advisor at Awm Capital, LLC, based in Los Angeles, CA, with 5 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 4 more. Their firm serves 467 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual advisory fee is up to 2.00% of assets under advisement, subject to a minimum annual fee of $20,000. Fees are negotiable on a case-by-case basis.
Fee Estimator
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is the Treasurer and a Board Member of The 3rd Decade, a non-profit providing financial education and mentoring. He dedicates minimal time to this role, attending board meetings and reviewing financials.
Employment History
Current Registrations
Awm Capital, LLC
Previous Registrations
Five Oceans Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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