Daniel Carroll
Daniel Carroll is a registered investment advisor at Wells Fargo Advisors, based in Denver, CO, with 5 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1700 Lincoln St 10th & 11th Fls, [Ma/Md-Rbo], Denver, CO, 80203
Get directionsHistory
Regulatory History (1)
Criminal
May 2014Other Business Activities
Daniel owns Candom Inc., a business developing a product to sanitize cans, since 2021. He dedicates a few hours per week to this non-investment related activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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