JP
JP

Julian Pace

45 Years of Experience
Denver, CO
2 DisclosuresBroker

Julian Pace is a registered investment advisor at Wells Fargo Advisors, based in Denver, CO, with 45 years of industry experience. Julian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3200 Cherry Creek S Dr Ste 100, Denver, CO, 80209

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
Criminal
October 1972
Final Disposition
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
February 2019 - Present · 7 yrs 8 mos
Wells Fargo Advisors
February 2019 - Present · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2010 - March 2019 · 8 yrs 10 mos
UBS Financial Services INC.
May 2010 - March 2019 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - May 2010 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2006 - May 2010 · 3 yrs 6 mos
Morgan Stanley
June 1999 - November 2006 · 7 yrs 5 mos
Morgan Stanley Dw INC.Broker
May 1999 - November 2006 · 7 yrs 6 mos
Painewebber IncorporatedBroker
April 1994 - April 1999 · 5 yrs
Smith Barney Shearson INC.Broker
July 1993 - April 1994 · 9 mos
Lehman Brothers INC.Broker
May 1985 - July 1993 · 8 yrs 2 mos
Dean Witter Reynolds INC.Broker
July 1981 - April 1985 · 3 yrs 9 mos
State Registrations20 states
CACOCTFLGAMAMDMIMNMONCNJOKORPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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