AM
AM

Anthony Moore

4 Years of Experience
Fort Wayne, IN
Broker

Anthony Moore is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fort Wayne, IN, with 4 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

3302 Mallard Cove Lane, Fort Wayne, IN, 46804

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony is a defensive end coach for the University of Saint Francis football team since March 2023. This takes about 10-20% of his time, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2023 - Present · 2 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
MML Investors Services, LLC
March 2023 - September 2023 · 6 mos
MML Investors Services, LLCBroker
January 2023 - September 2023 · 8 mos
Knights of Columbus Asset Advisors LLC
August 2021 - November 2022 · 1 yr 3 mos
State Registrations20 states
AKCTFLGAILINKYMDMIMNMONCNEOHPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Moore - Financial Advisor | TrueAdvisor