LG
LG
Lise Gurian is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
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Regulatory History (1)
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Employment Separation After Allegations
January 2011Employment History
Current Registrations
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
November 2013 - July 2015 · 1 yr 8 mos
Prime Capital Services, INC.Broker
January 2013 - November 2013 · 10 mos
Kovack Securities INC.Broker
July 2011 - January 2013 · 1 yr 6 mos
Summit Brokerage Services, INC.Broker
October 2003 - January 2011 · 7 yrs 3 mos
Wachovia Securities Financial Network, LLCBroker
January 2001 - October 2003 · 2 yrs 9 mos
Jwgenesis Securities, INC.Broker
January 1994 - January 2001 · 7 yrs
Jw Charles Securities, INC.Broker
November 1981 - January 1994 · 12 yrs 2 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.