PD
PD

Philip Dusek

3 Years of Experience
Charlotte, NC
Broker

Philip Dusek is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

13024 Ballantyne Corporate Place, Suite 150, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Philip is a board member at HubClub Inc., a technology company, since January 2024. He spends a few hours per week on fundraising and business development activities after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 8 mos
Morgan Stanley
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
May 2023 - January 2024 · 8 mos
UBS Financial Services INC.Broker
March 2023 - January 2024 · 10 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILKSKYLAMAMDMEMIMTNCNJNVNYOHORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.