CR
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Crystal Roach
4 Years of Experience
Ellicott City, MD
1 DisclosureBroker
Crystal Roach is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ellicott City, MD, with 4 years of industry experience. Crystal is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6011 University Blvd, Ste 370, Ellicott City, MD, 21043
Get directionsHistory
Regulatory History (1)
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Financial
April 2021Final
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2026 - Present · 5 mos
Northwestern Mutual Investment Services, LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
Wells Fargo Advisors
March 2024 - October 2025 · 1 yr 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2024 - October 2025 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
July 2021 - October 2023 · 2 yrs 3 mos
State Registrations1 state
MD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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