Alan Gonzalez is a CFP-designated registered investment advisor at Morgan Stanley, based in San Antonio, TX, with 4 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
7600 Broadway, Suite 100, San Antonio, TX, 78209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is a board member of Crown Realty Holding, dedicating minimal time to helping with business objectives. He is also an employee of Lending Strategy Advisors, spending minimal time per month on investment-related activities.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Capfinancial Securities, LLC.Broker
Captrust
Sendero Securities, LLCBroker
Sendero Wealth Management, LLC
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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