William Cocking
William Cocking is a registered investment advisor at LPL Financial LLC, based in Kansas City, MO, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1420 NW Vivion Rd, Ste 109, Kansas City, MO, 64118
Get directionsHistory
Regulatory History (1)
Criminal
January 2020Other Business Activities
William operates under two DBAs for his LPL business: Wealth KC and Fletcher Wealth Management, both established in 2022. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.