SS
SS

Sofia Silveira

4 Years of Experience
New York, NY
Broker

Sofia Silveira is a registered investment advisor, based in New York, NY, with 4 years of industry experience.

Location

508 Laguardia Place, New York, NY, 10012

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sofia works as an Investor Relations Associate for Titan Global Technologies LLC (a broker-dealer), Titan Global Capital Management USA LLC (an investment advisor), and Titan Global Capital Management, Inc. Sofia dedicates a few hours per week to brokerage-related activities and nearly full-time to investment advisory activities.

Employment History
Current Registrations
Titan Global Technologies LLCBroker
February 2024 - Present · 2 yrs 3 mos
Titan Global Technologies LLC
February 2024 - Present · 2 yrs 3 mos
Titan
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2021 - February 2024 · 2 yrs 3 mos
J.P. Morgan Securities LLCBroker
August 2021 - February 2024 · 2 yrs 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sofia Silveira - Financial Advisor | TrueAdvisor