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Alexander Harker

4 Years of Experience
Minden, NV
Broker

Alexander Harker is a registered investment advisor at D.A. Davidson & CO., based in Minden, NV, with 4 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
694 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location

1644 Us Hwy 395 N, Suite 1B, Minden, NV, 89423

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works as a notary in Minden, NV, since November 2023, notarizing documents for D.A. Davidson clients only. This activity requires minimal time.

Employment History
Current Registrations
D.A. Davidson & CO.
November 2022 - Present · 3 yrs 11 mos
D.A. Davidson & CO.Broker
September 2022 - Present · 4 yrs 1 mo
State Registrations22 states
AZCACODEFLHIIDILMAMIMOMTNCNVNYOKORSCTNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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