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Kenneth Wapnitsky

Janney Montgomery Scott LLC
36 Years of Experience
Fairfield, CT
1 DisclosureBroker
View SEC Summary
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Kenneth Wapnitsky is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Fairfield, CT, with 36 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2150 Post Road, 2nd Floor, Fairfield, CT, 06824-5669

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is the conservator/guardian for his son, an appointment he has held since 1989. He is not compensated for this role and devotes about 10-20% of his time to it.

Employment History
Current Registrations
Janney Montgomery Scott LLC
June 2019 - Present · 7 yrs 4 mos
Janney Montgomery Scott LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - June 2019 · 11 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2019 · 11 yrs 5 mos
A. G. Edwards & Sons, INC.
November 1997 - January 2008 · 10 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
December 1989 - January 2008 · 18 yrs 1 mo
State Registrations17 states
AZCACOCTDCFLGAMAMENCNJNVNYPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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