Giancarlo Guizado is a registered investment advisor, based in Philadelphia, PA, with 4 years of industry experience.
Location
Philadelphia, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Giancarlo works as a tax preparer for H&R Block since January 2025, dedicating about a quarter of his time to this role. This activity is not investment-related.
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
December 2023 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLC
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
April 2023 - December 2023 · 8 mos
LPL Financial LLC
April 2023 - December 2023 · 8 mos
Principal Securities, INC.
September 2022 - March 2023 · 6 mos
Principal Securities, INC.Broker
April 2022 - March 2023 · 11 mos
Nylife Securities LLCBroker
February 2022 - March 2022 · 1 mo
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.