Alex Herr is a registered investment advisor at LPL Financial LLC, based in Stoughton, WI, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2105 Mccomb Road, Stoughton, WI, 53589
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alex operates under the DBA Summit Financial Advisors for his LPL business and is a notary for Summit Credit Union. Alex also owns rental real estate through theRylex Group LLC, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations12 states
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