BS
BS

Barbara Silva

3 Years of Experience
Los Angeles, CA
5 DisclosuresBroker

Barbara Silva is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2049 Century Park E, Los Angeles, CA, 90067

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2023
Final
Financial
March 2023
Final
Financial
May 2021
Final
Financial
June 2020
Final
Financial
February 2020
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2024 - Present · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan Stanley
September 2023 - October 2024 · 1 yr 1 mo
Morgan StanleyBroker
March 2023 - October 2024 · 1 yr 7 mos
E*trade Securities LLCBroker
August 2022 - September 2023 · 1 yr 1 mo
E*trade Capital Management, LLC
August 2022 - September 2023 · 1 yr 1 mo
Ameriprise Financial Services, LLCBroker
January 2022 - May 2022 · 4 mos
Ameriprise Financial Services, LLC
January 2022 - May 2022 · 4 mos
State Registrations52 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.