SB
SB
Spencer Brasfield
4 Years of Experience
Charleston, SC
4 Disclosures
Spencer Brasfield is a registered investment advisor at 5talents Investing, LLC, based in Charleston, SC, with 4 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$150K
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Asset management fees are negotiable based on account value and total assets managed by the firm. Performance-based fees may also apply.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Charleston, SC
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2024Final
Financial
October 2022Final
Financial
August 2021Final
Regulatory
September 2019Final
Employment History
Current Registrations
5talents Investing, LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
UBS Financial Services INC.
June 2023 - May 2024 · 11 mos
UBS Financial Services INC.Broker
June 2023 - May 2024 · 11 mos
High Cotton Investments, LLC
November 2021 - April 2023 · 1 yr 5 mos
State Registrations1 state
SC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.