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Dylan Scasserra

3 Years of Experience
New York, NY
Broker

Dylan Scasserra is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 3 years of industry experience. Dylan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

300 Madison Ave Fl 25, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dylan works as an umpire for youth baseball/softball in Westwood, New Jersey, since March 2022. This non-investment related activity takes about 10-20% of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Northwestern Mutual Investment Services,llc
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Edward Jones
November 2023 - March 2024 · 4 mos
Edward JonesBroker
November 2023 - March 2024 · 4 mos
Equitable Advisors, LLCBroker
March 2022 - July 2023 · 1 yr 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.