Lorin Rivers
Lorin Rivers is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Santa Monica, CA, with 3 years of industry experience. Lorin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
520 Broadway, Suite 200, Santa Monica, CA, 90401
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Regulatory History (1)
Judgment / Lien
August 2023Other Business ActivitiesSells Insurance
Lorin works as an insurance agent under Empire Wealth Strategies, focusing on life insurance brokerage and sales, including Penn Mutual Life products. This activity takes about a quarter to over half of Lorin's time.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.