Michael Rossi
Michael Rossi is a registered investment advisor at J.P. Morgan Securities LLC, based in Salt Lake City, UT, with 4 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Contact
Michael Rossi
Location
201 S Main St, Floor 13, Salt Lake City, UT, 84111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a board member for Ronald McDonald House Charities of Central and Northern Arizona since December 2024, dedicating minimal time. His duties include attending board meetings and promoting the foundation's work.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Intelligent Capitalworks
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
EducationMaster of TaxationVillanova UniversityCharles Widger School of LawGraduate Tax Program Estate Planning CertificateVillanova UniversityCharles Widger School of LawMaster of Science in Investment Management and Financial AnalysisCreighton UniversityHeider College of BusinessPostgraduate Diploma in Financial PlanningNew York UniversitySchool of Professional StudiesBachelor of Science in Chemical EngineeringBrigham Young UniversityIra A. Fulton College of EngineeringProfessional AccreditationChartered Financial Analyst®Certified Financial Planner®Chartered Financial Consultant®Certified Investment Management Analyst®Certified Fiduciary and Trust AdvisorAccredited Investment Fiduciary®Michael has passed the Uniform Investment Advisor Law Examination and is Series 65 licensed.
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