AC
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Amanda Caruth

3 Years of Experience
Chicago, IL
Broker

Amanda Caruth is a registered investment advisor, based in Chicago, IL, with 3 years of industry experience.

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Securities, LLCBroker
July 2025 - Present · 10 mos
Hightower Advisors, LLC
July 2025 - Present · 10 mos
Previous Registrations
M1 Finance
April 2024 - April 2025 · 1 yr
M1 Finance LLCBroker
February 2022 - April 2025 · 3 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.