William Wheeler is a registered investment advisor, based in Chicago, IL, with 2 years of industry experience.
Location
Chicago, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Harbor Capital Advisors, INC.
February 2024 - Present · 2 yrs 3 mos
Harbor Funds Distributors, INC.
February 2024 - Present · 2 yrs 3 mos
Harbor Funds Distributors, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
October 2023 - February 2024 · 4 mos
UBS Financial Services INC.Broker
October 2023 - February 2024 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.