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Paloma Wills

Vanguard Advisers, INC.
4 Years of Experience
Charlotte, NC
1 DisclosureBroker
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Paloma Wills is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 4 years of industry experience. Paloma is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2420 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
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Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History (1)
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Criminal
November 2016
Final Disposition
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Other Business Activities

Paloma is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be her primary employment.

Employment History
Current Registrations
Vanguard Advisers, INC.
April 2022 - Present · 4 yrs 6 mos
Vanguard Marketing Corporation
March 2022 - Present · 4 yrs 7 mos
Vanguard Marketing CorporationBroker
March 2022 - Present · 4 yrs 7 mos
State Registrations3 states
NCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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