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Christopher Berardi

Vanguard Advisers, INC.
3 Years of Experience
Charlotte, NC
5 DisclosuresBroker
View SEC Summary
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Christopher Berardi is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 3 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2420 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2022
Final
Financial
November 2021
Final
Financial
October 2021
Final
Financial
December 2020
Final
Financial
December 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vanguard Advisers, INC.
April 2026 - Present · 6 mos
Vanguard Marketing Corporation
April 2026 - Present · 6 mos
Vanguard Marketing CorporationBroker
April 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLCBroker
September 2025 - March 2026 · 6 mos
Vanguard Marketing CorporationBroker
July 2023 - August 2025 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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