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Joy Beth Smith

3 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
388 clients
Average Client Portfolio
$8.6M average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M0.50%
$5.0M - $10.0M0.35%
$10.0M - $20.0M0.25%
$20M+0.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500
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Location

820 Shades Creek Parkway, Suite 3200, Birmingham, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joy serves as power of attorney for her mother and trustee of her daughter's trust. She also participates in the Kiwanis Club and the Homewood Public Library Foundation Board, and works as a sales associate for Realty Benefit Services and Dergalis Associates LLC, dedicating a few hours per week to each.

Employment History
Current Registrations
Johnson Sterling, INC.
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Equitable Advisors, LLC
February 2022 - May 2024 · 2 yrs 3 mos
Equitable Advisors, LLCBroker
February 2022 - May 2024 · 2 yrs 3 mos
State Registrations2 states
ALTX
Advisor
Exams
No exam information available for this advisor.
Joy Beth Smith - Financial Advisor | TrueAdvisor