Joy Smith is a registered investment advisor at Johnson Sterling, INC., based in Birmingham, AL, with 4 years of industry experience. Joy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 365 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.50% |
| $5.0M - $10.0M | 0.35% |
| $10.0M - $20.0M | 0.25% |
| $20M+ | 0.20% |
Fees are negotiable and Johnson+Sterling reserves the right to waive or lower fees. The minimum annual fee per client is $500.
Fee Estimator
Location
820 Shades Creek Parkway, Suite 3200, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joy serves as power of attorney for her mother and trustee of her daughter's trust. She also participates in the Kiwanis Club and the Homewood Public Library Foundation Board, and works as a sales associate for Realty Benefit Services and Dergalis Associates LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Johnson Sterling, INC.
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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