MB
MB

Michael Bruce

3 Years of Experience
Kng of Prussia, PA
Broker

Michael Bruce is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Kng of Prussia, PA, with 3 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

1000 Continental Drive, Suite 695, Kng of Prussia, PA, 19406

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2023 - Present · 2 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2022 - March 2023 · 10 mos
Cetera Advisor Networks LLCBroker
April 2022 - March 2023 · 11 mos
State Registrations9 states
DCDEFLMDNCNJPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.